Compliance and regulations of binary options issuers


Helen ChanSusannah Hammond. From Anti-Money Laundering AML to challenges around cryptocurrencies and cybersecurity, our Regulatory Intelligence experts have identified the compliance and regulations of binary options issuers 10 regulatory issues facing Canadian risk and compliance in Canadian risk and compliance officers hold a distinct advantage over their international peers.

This is because financial regulators from across the country have been so forthcoming about their priorities for This has enabled Thomson Reuters Regulatory Intelligence TRRI to compile an in-depth infographic highlighting the ten regulatory considerations compliance and regulations of binary options issuers most significance for Canadian risk and compliance teams. These challenges were discussed in more detail in a recent webinar.

Watch the on-demand webinar to find out more about top 10 regulatory issues. We have compiled a selection of the top 10 regulatory challenges faced by Canadian risk and compliance teams in With increasing reliance on RegTechregulators will continue cybersecurity reviews and will expect companies to surpass current cybersecurity best practice. Firms should be prepared to demonstrate how their strategic approaches will ensure regulatory compliance.

Discover the most comprehensive and trusted intelligence available — in a single solution with Regulatory Intelligence from Thomson Reuters. As a result, these offerings must comply with Canadian securities laws, unless exempted, according to a staff notice from the Canadian Securities Administrators.

Regulatory considerations for risk and compliance professionals in Canada for Some regulators have initiated protections through education, targeted enforcement and harsher penalties. Top 10 regulatory insights for Canadian risk and compliance professionals in In addition, in the wake of a recent ban on offshore binary options trading already a restricted practice for Canadian firmsregulators are expected to monitor complex derivative products targeting retail investors, and to flag and address any resulting investor protection concerns.

Find out how World-Check from Thomson Reuters compliance and regulations of binary options issuers help you meet your regulatory obligations.

Canadian regulators have issued strong warnings about money laundering in real estate transactions, something their U. Scrutiny over these areas will continue.

Meanwhile, regulators will place higher accountability on directors, which should encourage stronger working relationships between board executives and risk and compliance officers. Could collaboration be the answer? Beyond the risk of losses resulting from disclosure breaches, senior executives now may be personally accountable for regulatory non-compliance.

As well, the creation by the Canadian government of a single national securities regulator, previously delayed until Junenow appears to be in doubt.

Securities issuers should ensure they keep up to date with the priorities set by those provincial regulators having oversight over them. Learn more about Thomson Reuters Regulatory Intelligence. Canadian lawmakers are committed to gender diversity. A federal initiative to improve transparency around the diversity policies governing senior management and boards at Canadian corporations — as submitted in in amendments to the Canadian Business Corporations Act — is still ongoing.

Discover optimal risk management through an enterprise-wide view of risk with Thomson Reuters Connected Risk. However, a shift to a more risk-based approach will require organizations to show they are complying and compel greater personal accountability from directors. Connect internal and external information from disparate sources for a holistic view of the risks that matter to you. Anticipate and navigate global regulatory compliance confidently.

Our exclusive list ranks the individuals whose…. Compliance Risk 10 regulatory insights for Canadian risk and compliance. Compliance and regulations of binary options issuers ChanSusannah Hammond 29 Mar Unlocking value in content EU Benchmark Regulation: How will it impact the European energy sector?

Can AI help compliance teams work smarter? Written by Helen ChanSusannah Hammond. Solutions Connect internal and external information from disparate sources for a holistic view of the risks that matter to you The trusted and accurate source of risk intelligence Anticipate and navigate global regulatory compliance confidently.